Market Disclosed Information

Income distribution of the "USD 130M Fixed rate perpetual deeply subordinated additional tier 1 resettable instruments" (PTESSXOM0013)

Standard & Poor’s rating upgrade

Progress of the merger process of its shareholder, Haitong Securities

Joint Announcement disclosed by Haitong Securities and Guotai Junan Securities

Standard & Poor's rating action

Disclosure of the Home Member State

Payment of interests regarding coupon no. 12 of the bond issue “€230,000,000 floating rate senior guaranteed notes due 2025” (ISIN PTESS2OM0011)

Results of the Noteholders' Meeting “US$150,000,000 Fixed rate senior guaranteed notes due 2027”

Progress of the Merger of Haitong Securities and Guotai Junan Securities

Progress of the Merger of Haitong Securities and Guotai Junan Securities

Notice of Bondholders Meeting

Joint Announcement disclosed by Haitong Securities and Guotai Junan Securities